In this paper, three kinds of multi-walled carbon nanotubes (MWCNTs) with different diameters (outer diameters: 10 to 20, 30 to 50, and >50 nm) and special surface areas (200, 60, and 40 m 2 /g, respectively) were oxidized in commonly used liquid oxidizers: (1) concentrated nitric acid, (2) a mixture of nitric + sulfuric acids ( V : V , 1:3), (3) hydrogen peroxide, (4) a mixture of hydrogen peroxide + sulfuric acid ( V : V , 1:1), and (5) acidic potassium permanganate. Morphology of the pristine and oxidized MWCNTs was characterized by scanning electron microscopy which provides sufficient resolution for direct visualization of their outer diameter distribution. Full width at half maximum (FWHM) in the X-ray diffraction (XRD) investigation of the MWCNT samples before and after the oxidation process was measured. After treatment with oxidants, a clear decrease in nanotube diameters along the tube walls was observed. Decrease in the degree of crystallites started with the FWHM widening of the XRD diffraction peaks. The particle (crystallite) size ( d 002 ) calculated by Bragg's law and Scherrer equation increased depending on the kind of oxidants; the procedure can be performed using a mixture of HNO 3 + H 2 SO 4 on the surface of the MWCNTs with an outer diameter of 10 to 20nm. However, similar are the diffraction patterns of pristine and oxidized MWCNTs. Therefore, the MWCNTs that underwent oxidation process were able to preserve the first features of their structures, even though some narrowing of outer diameters and decreases in crystallites appeared. Nevertheless, the structure of MWCNTs still remains intact to be used as oxidized nanotubes in most applications.
Carbon nanotubes (CNTs) are divided into two types, namely single-walled CNTs (SWCNTs) and multi-walled CNTs (MWCNTs). SWCNTs are a graphite sheet rolled into a cylinder of a few micrometers in length and a few nanometers in diameter. MWCNTs consist of several such cylinders nested inside each other. MWCNTs have attracted great attention as a new kind of nanomaterial since their discovery in 1991. Carbon nanotubes have unique mechanical, electrical, magnetic, optical, and thermal properties. Owing to their inert nature, the nanotubes tend to form bundles with each other and thus do not disperse well in organic matrices in their pristine state. Suitable enhancement of the surface of MWCNTs is thus required in order to optimize their dispersion in the organic matrices. Out of various possible ways to achieve surface functionalization, chemical oxidation means of surface modification are quite common [ 1 – 4 ]. In this case, in typical experiments, MWCNTs with different diameters were oxidized under reflux condition in different oxidants [ 1 – 29 ]. The pristine and oxidized MWCNTs were then investigated with regard to their crystallites and morphologies via X-ray diffraction (XRD) and scanning electron microscopy (SEM), respectively. The objective of this research is to study the morphological and crystallographic structure of oxidized MWCNT array that will be used as the first step for other functionalization and applications.
The morphology of MWCNTs before and after oxidation was characterized by SEM. The outer diameter (OD) of the carbon nanotubes varied in the three kinds of MWCNTs (10 to 20, 30 to 50, and >50 nm). The average diameter of MWCNTs before and after oxidation was measured (Table
1
). Figures
1
,
2
, and
3
show the SEM images of MWCNTs. The nanotubes are pure and only carbon nanotubes were observed. After treatment with acids, a clear change in diameter and surface roughness along the tube walls was observed. Through the oxidation process, the diameters of MWCNTs were narrowed down gradually. Table
1
presents the erosion of nanotube surface during oxidation [
1
–
3
].
Average diameters of MWCNTs
(
narrowing of nanotube diameters during oxidation
) Kind of MWCNTs Average MWCNT diameters (nm) Outer diameter = 10 to 20 nm Pristine 20.66 Oxidized with HNO3 16.47 Oxidized with HNO3 + H2SO4 14.25 Oxidized with H2O2 14.90 Oxidized with H2O2 + H2SO4 19.40 Oxidized with KMnO4 18.71 Outer diameter = 30 to 50 nm Pristine 40.70 Oxidized with HNO3 35.95 Oxidized with HNO3 + H2SO4 34.62 Oxidized with H2O2 38.34 Oxidized with H2O2 + H2SO4 36.42 Oxidized with KMnO4 38.42 Outer diameter > 50 nm Pristine 74.82 Oxidized with HNO3 47.94 Oxidized with HNO3 + H2SO4 50.25 Oxidized with H2O2 59.44 Oxidized with H2O2 + H2SO4 50.63 Oxidized with KMnO4 55.63 SEM images of MWCNTs with an outer diameter of 10 to 20 nm. (a)
Pristine,
(b)
oxidized with HNO
3
,
(c)
oxidized with HNO
3
+ H
2
SO
4
,
(d)
oxidized with H
2
O
2
,
(e)
oxidized with H
2
O
2
+ H
2
SO
4
, and
(f)
oxidized with KMnO
4
. SEM images of MWCNTs with an outer diameter of 30 to 50 nm. (a)
Pristine,
(b)
oxidized with HNO
3
,
(c)
oxidized with HNO
3
+ H
2
SO
4
,
(d)
oxidized with H
2
O
2
,
(e)
oxidized with H
2
O
2
+ H
2
SO
4
, and
(f)
oxidized with KMnO
4
. SEM images of MWCNTs with an outer diameter
>50 nm. (a)
Pristine,
(b)
oxidized with HNO
3
,
(c)
oxidized with HNO
3
+ H
2
SO
4
,
(d)
oxidized with H
2
O
2
,
(e)
oxidized with H
2
O
2
+ H
2
SO
4
, and
(f)
oxidized with KMnO
4
.Table 1
Figure 1

Figure 2

Figure 3

Figures
4
,
5
,
6
,
7
,
8
,
9
,
10
, and
11
show the XRD profiles of the MWCNTs. It can be found that the pristine and oxidized samples possess a structure similar to that of graphite crystal, which indicates that the functionalization process does not change the bulk structure of the MWCNTs. The strongest and sharpest diffraction peak for all samples at around 2
θ
= 26.3° could be indexed as the C (002) reflection of graphite. The sharpness of the C (002) peak indicates that the graphite structure of MWCNTs was acid-oxidized without significant damage. XRD was used to measure the crystal size and interlayer spacing. Due to the CNT's intrinsic nature, the main features of the X-ray diffraction pattern of CNTs are close to those of graphite, as shown in Figures
4
,
5
,
6
,
7
,
8
,
9
,
10
, and
11
. A comparison between Figure
4
and the others shows that a graphite-like peak (0 0 2) is present at approximately 26° in 2
θ
. Measurements of crystal size (
d
) can be achieved from this peak (Tables
2
and
3
) and the Scherrer equation (Equation 1). As mentioned above, the average crystallite size of the MWCNTs was determined using the XRD patterns, via the well-known Scherrer equation:
where
β
is the full width at half maximum (FWHM),
θ
is the diffraction angle,
λ
is the wavelength (1.54 Å),
d
is the particle (crystallite) size, and
k
is the Scherrer constant (0.91).
XRD profiles of the MWCNTs (OD = 10 to 20 nm) before functionalization.
CuKα, graphite. XRD profiles of the MWCNTs (OD = 10 to 20 nm) after functionalization with HNO
3
+
H
2
SO
4
.
CuKα, graphite. XRD profiles of the MWCNTs (OD = 10 to 20 nm) after functionalization with HNO
3
.
CuKα, graphite. XRD profiles of the MWCNTs (OD = 10 to 20 nm) after functionalization with KMnO
4
.
CuKα, graphite. XRD profiles of the MWCNTs (OD = 10 to 20 nm) after functionalization with H
2
O
2
.
CuKα, graphite. XRD profiles of the MWCNTs (OD = 10 to 20 nm) after functionalization with H
2
O
2
+
H
2
SO
4
.
CuKα, graphite. XRD profiles of the MWCNTs (OD = 30 to 50 nm) after functionalization with HNO
3
.
CuKα, graphite. XRD profiles of the MWCNTs (OD
> 50 nm) after functionalization with HNO
3
.
CuKα, graphite.Figure 4

Figure 5

Figure 6

Figure 7

Figure 8

Figure 9

Figure 10

Figure 11

Particle ( crystallite ) size of MWCNTs with the same diameter and different oxidants
MWCNTs (OD = 10 to 20 nm) | |
|---|---|
Pristine | 70.07 |
Oxidized with HNO3 + H2SO4 | 42.46 |
Oxidized with HNO3 | 43.79 |
Oxidized with KMnO4 | 51.903 |
Oxidized with H2O2 | 58.39 |
Oxidized with H2O2 + H2SO4 | 58.39 |
Particle ( crystallite ) size of MWCNTs with the same oxidant and different MWCNT diameters
MWCNTs oxidized with HNO3 | |
|---|---|
OD = 10 to 20 nm | 43.79 |
OD = 30 to 50 nm | 63.7 |
OD > 50 nm | 63.7 |
The Scherrer equation is derived from Bragg's law, and it is limited to nanoscale particles only. It is known that a decrease in the order of crystallinity in carbon materials will make the XRD peaks broader. Accordingly, all treated samples had a wider FWHM, which implies that the oxidation of MWCNTs had actually deteriorated the degree of crystallinity. However, amounts of it are very little (Tables
4
and
5
) [
2
,
27
].
The FWHM width with the same MWCNT and different oxidants MWCNTs (OD = 10 to 20 nm) FWHM (C002) 2 Pristine 1.245° 26.146° Oxidized with HNO3 + H2SO4 1.958° 26.422° Oxidized with HNO3 1.940° 26.245° Oxidized with KMnO4 1.622° 26.208° Oxidized with H2O2 1.443° 25.808° Oxidized with H2O2 + H2SO4 1.480° 26.337° The FWHM width with the same oxidant and different MWCNT diameters MWCNTs oxidized with HNO3 FWHM (C002) 2 OD = 10 to 20 nm 1.940° 26.245° OD = 30 to 50 nm 1.367° 26.170° OD > 50 nm 1.336° 26.013°Table 4
Table 5
Oxidation of carbon nanotubes was used as a common step in the functionalization process to increase their solubility and compatibility with different materials. However, this procedure should be used with certain caution as it can result in the destruction of the nanotube structure in the case of elevated temperatures and increased oxidation time. In this paper, the structure and morphology of pristine and oxidized MWCNTs were studied using SEM and XRD analyses. SEM examinations on MWCNTs showed that after oxidation process, the diameter of oxidized MWCNTs begin to narrow. However, comparing the SEM images of the pristine MWCNTs and that of the oxidized MWCNTs, there are practically no visual differences between them. XRD and SEM analyses revealed that the chemical treatment did not induce structural damages to the nanotubes. According to the XRD patterns, the least damaging oxidation process for creating hydrophilic sites on the hydrophobic surface of MWCNTs can be achieved using acidic potassium permanganate under reflux and mild oxidation of MWCNTs. The XRD patterns were taken to reveal detailed information about the crystallographic structure of MWCNTs. The 2 θ ranged from 10° to 90°, where θ is the diffraction angle. The strongest and sharpest diffraction peak for all samples at around 2 θ = 26° could be indexed as the C (0 0 2) reflection of graphite. The sharpness of the C (0 0 2) peak indicates that the graphite structure of the MWCNTs were acid-oxidized without significant damage. The crystallite size particle ( d 002 ) calculated by Bragg's law changed depending on the kind of oxidants and MWCNTs. It is known that a decrease in the order of crystallinity in carbon materials will make the XRD peaks broader. Accordingly, all treated samples have either a smaller d 002 or a wider FWHM which implies that the oxidation of MWCNTs had actually deteriorated the degree of crystallinity. Moreover, the process seemed to start with widening the FWHM, followed by shifting the C (0 0 2) diffraction towards lower angles. Furthermore, this phenomenon was more significant with oxidation using the mixture HNO 3 + H 2 SO 4 . These results show that there were more apparent structural changes after acid oxidation with the mixture HNO 3 + H 2 SO 4 according to the SEM images.
Multi-walled carbon nanotube features are listed in Table
6
.
Multi-walled carbon nanotube features Specimen 1 Specimen 2 Specimen 3 Purity >95% >95% >95% Outer diameter 10 to 20 nm 30 to 50 nm >50 nm Special surface area 200 m2/g 60 m2/g 40 m2/g Preparation method Chemical vapor deposition Chemical vapor deposition Chemical vapor depositionTable 6
Separately, three types of MWCNTs (2.0 g) with different diameters were dispersed in a 200-ml solution of 8 M HNO 3 in a round-bottom flask and refluxed at 60°C for 48 h with continuous stirring (200 rpm) and ultrasonicated in an ultrasonic bath (300 W, 50 kHz) to obtain carboxyl functional groups. Upon cooling, the mixture was thoroughly washed with deionized water to remove traces of untreated acid until the pH value was 7, which signifies zero acidity. Then oxidized MWCNTs were filtered through a centrifuge and a polycarbonate filter (Whatman, pore size 0.2 μm). Then the samples were dried at 120°C in a vacuum oven for 24 h. To compare with the oxidation in HNO 3 , the same process was performed in a mixture of HNO 3 (50 ml) + H 2 SO 4 (150 ml) ( V : V , 1:3), a mixture of H 2 O 2 (100 ml) + H 2 SO 4 (100 ml) and 18% H 2 O 2 (200 ml) at 120°C, and also acidic KMnO 4 (200 ml) in 95°C for 48 h. In the case of functionalization in KMnO 4 , the obtained solid mixture was washed with water, filtered, rewashed with concentrated HCl to remove the produced MnO 2 , then refiltered to remove the produced MnO 2 , and then refiltered again. [ 1 – 4 ], [ 11 ], [ 18 ], [ 23 ], [ 29 ]
To investigate the morphologies of MWCNTs before and after oxidation, the SEM model VEGA (TESCAN, Brno, Czech Republic) with a field emission gun was used (without gold-coated samples because the diameter of MWCNTs seems bigger with gold coating).
XRD patterns were taken with an X-ray powder diffractometer (model GNR MPD 300, GNR Analytical Instruments Group, Novara, Italy) to reveal detailed information about the crystallographic structure of the material. The radiation used was CuKα with a wavelength of 1.54 Å. The 2
θ
ranged from 10° to 90°, where
θ
is the diffraction angle. The test condition is shown in Table
7
[
2
,
27
].
XRD test condition Parameters Reference standard EN 13925–1:2003 Sample preparation With crushing No Without crushing Yes Radiation Cu voltage 40 kV Current 30 mA 2 10° to 90° Step size 0.05° Coating time 0.5 s λ (wavelength) 1.54 Å 0.91Table 7
The authors wish to acknowledge Professor P. Davami (Razi Metallurgical Research Center, Tehran, Iran) for providing technical assistance provided and also for conducting the SEM, XRD, FT-IR, TGA, and titration equipment and experiment.
Both authors declare that they have no competing interests.
H KH carried out the result analysis, participated to draft the manuscript and in the manuscript elaboration, carried out the experiments, and obtained most of the experimental images. O M coordinated the project, discussed the results, and helped to draft the manuscript. Both authors read and approved the final manuscript.